Reval

Sale to

Financial Advisor
November 2016
Cityworks

Preferred Equity Private Placement

Exclusive Financial Advisor
October 2016
Anju Software

Acquisition of

Exclusive Financial Advisor
June 2016
Cimcon Software

Recapitalization

Exclusive Financial Advisor
April 2016
M3 USA

Acquisition of

Exclusive Financial Advisor
January 2016
ScribbleLive

Acquisition of

Exclusive Financial Advisor
January 2016
FINCAD

Mezzanine Debt Placement

Exclusive Financial Advisor
December 2015
Digital Net Agency

Sale to

Exclusive Financial Advisor
November 2015
Aras

Mezzanine Debt Placement

Exclusive Financial Advisor
November 2015
R-Squared

Sale to

Exclusive Financial Advisor
September 2015
JustCommodity

Sale to

Exclusive Financial Advisor
June 2015
NextDocs

Sale to

Exclusive Financial Advisor
June 2015
Shake

Sale to

Exclusive Financial Advisor
April 2015
M3 USA

Acquisition of

Exclusive Financial Advisor
April 2015
AFS Techonologies

Acquisition of

Exclusive Financial Advisor
December 2014
Upland

Acquisition of

Exclusive Financial Advisor
December 2014
Reval

Structured Financing

Exclusive Financial Advisor
November 2014
Upland Software

Acquisition of

Exclusive Financial Advisor
November 2014
Magnitude Software

Recapitalization

Exclusive Financial Advisor
September 2014
Nuview

Sale to

Exclusive Financial Advisor
July 2014
WorldAPP

Mezzanine Debt Placement

Exclusive Financial Advisor
June 2014
M3 USA

Acquisition of

Exclusive Financial Advisor
May 2014
AFS Technologies

Recapitalization

Exclusive Financial Advisor
February 2014
AFS Technologies

Acquisition of

Exclusive Financial Advisor
January 2014
Reflexis Systems, Inc.

Series B Preferred Equity Private Placement

Exclusive Financial Advisor
December 2013
Verilogue

Sale to

Exclusive Financial Advisor
December 2013
SymphonyCare

Sale to

Exclusive Financial Advisor
November 2013
The Wercs  Ltd.

Sale to

Exclusive Financial Advisor
November 2013
Reval

Series D Preferred Equity Private Placement

Exclusive Financial Advisor
May 2013
AFS Technologies

Acquisition of

Exclusive Financial Advisor
October 2012
AFS Technologies

Acquisition of

Exclusive Financial Advisor
October 2012
EZ Prints

Sale to

Exclusive Financial Advisor
October 2012
Synaptic Digital

Sale to

Exclusive Financial Advisor
September 2012
ValoreBooks

Sale to

Exclusive Financial Advisor
August 2012
Geomagic

Acquisition of

Exclusive Financial Advisor
April 2012
Rimage

Acquisition of

Exclusive Financial Advisor
October 2011
AFS Technologies Inc.

Acquisition of

Exclusive Financial Advisor
September 2011
AFS Technologies Inc.

Acquisition of

Exclusive Financial Advisor
September 2011
AFS Technologies

Acquisition of

Exclusive Financial Advisor
September 2011
NextDocs

Series A Preferred Equity Private Placement

Exclusive Financial Advisor
August 2011
M3 USA

Acquisition of

Exclusive Financial Advisor
August 2011
JGI

Sale to

Exclusive Financial Advisor
June 2011
Virtify

Series B Preferred Equity Private Placement

Exclusive Financial Advisor
May 2011
Quickparts

Sale to

Exclusive Financial Advisor
February 2011
geoVue

Sale to

Exclusive Financial Advisor
January 2011
Reval

Acquisition of

Exclusive Financial Advisor
December 2010
M3 USA

Acquisition of

Exclusive Financial Advisor
November 2010
TriActive

Sale to

Exclusive Financial Advisor
July 2010
Coach, Inc.

Sale to

Exclusive Financial Advisor
June 2010
Nuview Systems

Series B Preferred Equity Private Placement

Exclusive Financial Advisor
May 2010
Datafarm

Sale to

Exclusive Financial Advisor
May 2010
Skelta Software

Sale to

Exclusive Financial Advisor
April 2010
iRely

Acquisition of

Exclusive Financial Advisor
February 2010
Virtify

Series A Preferred Equity Private Placement

Exclusive Financial Advisor
December 2009
AFS Technologies, Inc.

Acquisition of

Exclusive Financial Advisor
November 2009
BQE Software

Acquisition of

Exclusive Financial Advisor
November 2009
Giant Realm

Sale to

Exclusive Financial Advisor
October 2009
AFS Technologies, Inc.

Acquisition Of

Exclusive Financial Advisor
October 2009
Reval

Acquisition of

Exclusive Financial Advisor
August 2009
So-net M3

Acquisition of

Exclusive Financial Advisor
August 2009
NuView Systems

Series A Preferred Equity Private Placement

Exclusive Financial Advisor
April 2009
AFS Technology

Acquisition of

Exclusive Financial Advisor
February 2009
Flipswap

Series B Preferred Equity Private Placement

Exclusive Financial Advisor
November 2008
Geomagic

Series C Preferred Equity Private Placement

Exclusive Financial Advisor
October 2008
Crisp Wireless

Series B Preferred Equity Private Placement

Exclusive Financial Advisor
September 2008
AFS Technologies, Inc.

Series E Preferred Equity Private Placement

Exclusive Financial Advisor
August 2008
AFS Technologies, Inc.

Acquisition of

Exclusive Financial Advisor
August 2008
NitroSecurity

Series AA Preferred Equity Private Placement

Exclusive Financial Advisor
July 2008
GT3

Sale to

Exclusive Financial Advisor
July 2008
Clear Technology

Sale to

Exclusive Financial Advisor
April 2008
SRS Energy

Sale of Minority Stake to

Exclusive Financial Advisor
March 2008
411.CA

Equity Private Placement

Exclusive Financial Advisor
January 2008
NuView Systems

Recapitalization Advisory Services

Exclusive Financial Advisor
December 2007
NuView Systems

Acquisition of

Exclusive Financial Advisor
October 2007
SATELLIER LLC.

Series A Preferred Equity Private Placement

Exclusive Financial Advisor
October 2007
AFS Technologies, Inc.

Series D Preferred Equity Private Placement

Exclusive Financial Advisor
September 2007
AFS Technologies, Inc.

Acquisition of

Exclusive Financial Advisor
September 2007
Reval

Series AA Preferred Recapitalization & Sale to

Exclusive Financial Advisor
July 2007
AFS Technologies, Inc.

Acquisition of

Exclusive Financial Advisor
May 2007
Adventity

Series A Preferred Equity Private Placement

Exclusive Financial Advisor
January 2007
Symark Software

Recapitalization

Exclusive Financial Advisor
December 2006
Syngistix

Sale To

Exclusive Financial Advisor
October 2006
Impactxoft

Sale to

Sale of Portfolio Company
October 2006
Apex Learning

Series AA Preferred Equity Private Placement

Exclusive Financial Advisor
August 2006
OnlineBenefits, Inc.

Sale to

Sale of Portfolio Company
August 2006
Clear Technology

Series C Preferred Equity Private Placement

Exclusive Financial Advisor
August 2006
eFashionSolutions

Series B Preferred Equity Private Placement

Exclusive Financial Advisor
July 2006
Perseus

Merger With WebSurveyor & Recapitalization With

Exclusive Financial Advisor
June 2006
ZAiQ Technologies

Sale to

Exclusive Financial Advisor
May 2006
MX Logic

Series C Preferred Equity Private Placement

Exclusive Financial Advisor
December 2005
Tenrox

Financial Advisory Services

Exclusive Financial Advisor
October 2005
eBots, Inc.

Series A Preferred Equity Private Placement

Exclusive Financial Advisor
September 2005
eFashionSolutions

Series A Preferred Equity Private Placement

Exclusive Financial Advisor
July 2005
RedSky Technologies

Series A Preferred Equity Private Placement

Exclusive Financial Advisor
June 2005
Symphony Data

Sale to

Exclusive Financial Advisor
February 2005
Pelion Systems

Series AA Preferred Equity Private Placement

Exclusive Financial Advisor
January 2005
Transworld

Sale to

Exclusive Financial Advisor
August 2004
CenterForce Technologies

Sale to

Exclusive Financial Advisor
April 2004
Quantum

Sale To

Exclusive Financial Advisor
January 2004